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About Us

Nancy Warnick, CFP®

Nancy has 20 years of experience working with clients who are in a variety of life stages.  She works with small businesses, individuals and multi-generational families.  She particularly enjoys working with women who through divorce or being widowed can benefit from financial education.  Nancy strives to provide the advice they need to feel confident in their financial decisions. 

With her extensive experience and knowledge, Nancy has the ability to help her clients navigate uncertain market conditions. 

Nancy holds an MBA from Pepperdine University and is a CERTIFIED FINANCIAL PLANNERTM.  Nancy was a sole practitioner since 1997 until partnering with Stephen Cain in 2011 to form Warnick & Cain, LLC.  She raised her two adult children while living in Atlanta and now lives in Marietta, Georgia. 

Check the background of this investment professional on FINRA's BrokerCheck »


Stephen Cain, CFP®

Stephen is committed to helping his clients grow and protect their assets.  With 18 years of experience in the financial industry, Stephen delivers outstanding service that builds strong, lasting relationships.  Clients take comfort in his ability to translate complex financial issues into simple, understandable concepts.

“My goal is to give you peace of mind and help guide you step by step, placing your interests ahead of my own.”

Stephen is a CERTIFIED FINANCIAL PLANNERTM practitioner and co-founder of Warnick & Cain, LLC.  He holds an MBA from Xavier University and a Bachelor of Finance degree from the University of Cincinnati; FINRA Series 7, 63, and 65 securities registrations; and licenses to sell life, health, and variable insurance.

Before joining Warnick & Cain, LLC, Stephen began his finance career at Fidelity Investments where he gained valuable experience as an Investment Specialist.  He later moved from his home town of Cincinnati to join Marietta based Lindner Capital Advisors as the Director of Operations.  A desire to offer his clients independent, unbiased solutions led to a partnership with Nancy Warnick and ultimately the formation of Warnick & Cain, LLC.

In his free time, Stephen enjoys playing league tennis and participating in local races like the Peachtree Road Race and Sandy Springs Lightning.

Check the background of this investment professional on FINRA's BrokerCheck »


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Nancy Warnick & Stephen Cain are registered with and securities offered through Kovack Securities, Inc. Member FINRA/SIPC. Kovack Securities Corporate Headquarters www.kovacksecurities.com 800-711-4078. Advisory Services offered through Kovack Advisors, Inc. Warnick & Cain LLC is not affiliated with Kovack Securities, Inc. or Kovack Advisors, Inc.
Nancy Warnick is registered in AL, AR, CA, FL, GA, MA, MD, MI, NC, NY, OH, PA, SC, and VA.
Stephen Cain is registered in AL, FL, GA, MA, MD, MI, NY, NC, PA, and SC.